R-394-96 01/22/96ITEM V.C.1
RESOLUTION
RESOLUTION ADDING SECTION 2.15: DRUG & ALCOHOL ABUSE POLICY
TO THE VILLAGE OF LEMONT PERSONNEL POLICY MANUAL
WHEREAS, the Village of Lemont has adopted a Personnel Policy Manual which
governs work rules, employment practices and employee benefits of all full and part time
employees; and
WHEREAS, from time to time it is in the best interest of the Village to amend the
provisions of the Manual in an effort to provide a comprehensive and equitable document.
THEREFORE, BE IT RESOLVED that Section 2.15 of the Personnel Policy Manual
is hereby added to incorporate federal drug and alcohol restriction applicable to employees
utilizing commercial drivers licenses.
Barbara Buschman
Alice Chin
Keith Latz
Connie Markiewicz
Richard Rimbo
Ralph Schobert
Approved by me this c— day of
Attest:
AYES NAYS PASSED ABSENT
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CHARLENE SMOLLEN, Village Clerk
HARD A. KWASNESKI, Village President
CHARLENE
F. Action upon violation of Policy
An employee who violates the term of this policy shall be subject to
corrective counseling as outlined in Article VII of the Policy Manual.
Should the Village be a current participant in a federal program in
which the Village is the prime grantee and a direct receiver of federal
funds, the Village shall notify the appropriate federal agency from
which the Village receives grant monies of any employee or contractor
conviction within ten (10) days after receiving notice of the conviction.
The Village may require an employee who violates the terms of this
policy to satisfactorily participate in a drug or alcohol abuse
assistance or rehabilitation program which has been approved and
selected by the Village.
2.15 Drug & Alcohol Abuse Policy
A. Purpose
The purpose of this policy is to perform the necessary drug and
alcohol testing pursuant to the federally mandated requirements under
49 CFR Part 40 and Part 382. The drug and alcohol related
requirements become effective on January 1, 1996.
B. Definitions
"Driver" is any employee of the Village, who as a requirement of
employment, must possess a CDL and may in the course of their
duties have to operate a CDL required vehicle regardless if it is not
a normally assigned duty. An individual subject to pre - employment
testing because applying for positions which meet the requirement
stated above will be considered a driver.
The term "safety- sensitive function" includes:
1. All time waiting to be dispatched.
2. All time inspecting, servicing, or conditioning any commercial
motor vehicle at any time.
3. All time spent driving a commercial motor vehicle.
4. All time, other than driving time, spent on or in a commercial
motor vehicle.
5. All time loading or unloading a commercial motor vehicle,
supervising or assisting in the loading or unloading, attending
a vehicle being loaded or unloaded, remaining in readiness to
operate the vehicle, or in giving or receiving receipts for
shipments loaded or unloaded.
6. All time spent performing the driver requirements associated
with an accident.
7. All time repairing, obtaining assistance, or remaining in
attendance upon a disabled vehicle. (49 CFR 395.2)
A driver is considered to be "performing" a safety - sensitive function
during any period in which he or she is actually performing, ready to
perform, or immediately available to perform any safety- sensitive
function set forth above.
C. Use Prohibited
The unlawful manufacture, distribution, dispensation, possession or
use of a controlled substance or use of alcohol is prohibited on all
Village of Lemont premises, in any Village owned or leased motor
vehicle, or other location at which the driver is to perform work. Nor
will the Village hire or retain any individual who uses or possesses any
illegal drug, in any amount and regardless of frequency, or any
individual who engages in prohibited alcohol - related conduct.
1. The Village will maintain a pre - employment screening program
designed to prevent hiring anyone who uses any illegal drugs,
or engages in prohibited alcohol - related conduct.
2. No driver shall consume a Schedule 1 drug of the Schedule of
Controlled Substance of the Drug Enforcement Administration
or any amphetamines, narcotics, opiates, hallucinogenic
substances, depressants, stimulants, cannabis (THC) or any
other habit forming drug while on or off duty, except as
provided in Section C.4.
3. No driver shall report for work or drive while impaired by any
drug, controlled substance, or with an alcohol breath
concentration of .02 or greater.
4. A driver may use a substance administered by or under the
direction of a physician who has advised the driver that the
substance will not affect the driver's ability to safely operate a
motor vehicle.
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5. No driver may operate any motor vehicle whose motor senses,
sight, hearing, balance, reaction, reflexes or judgement are or
may be presumed affected or has consumed any alcohol within
4 hours.
6. Any driver who sells or otherwise dispenses illegal drugs or
alcohol to others on Village premises, in or from a Village
owned or leased motor vehicle is subject to immediate
termination.
7. Employees shall not be on duty or operate a commercial motor
vehicle while the driver possesses alcohol (this includes
medicines containing alcohol unless the packaging seal is
unbroken) except as provided_ in C.4.
8. Employees are prohibited from using alcohol while performing
safety - sensitive functions.
9. When the employee is required to take a post- accident alcohol
test, the employee shall not use alcohol within 8 hours after the
accident or prior to undergoing a post- accident alcohol test,
whichever comes first.
10. An employee shall not refuse to submit to a required alcohol or
controlled substance test.
11. An employee shall not report for duty, remain on duty or
perform safety - sensitive functions if the employee tests positive
for controlled substance.
D. Drug Testing
The Village will contract with an outside organization to function as
Medical Review Officer (MRO) for the collection or urine samples to
be tested. Collection and testing procedures shall be in accordance
with 49 CFR 40 Part 40 and 382.
The Village will require drug testing in accordance with the Federal
Motor Carrier Safety Requirements as set forth in 49 CFR parts 40
and 382. All urine samples will be split samples. The "primary
sample" shall be at least 30 ml. of urine; the split sample shall be at
least 15 ml. Failure of the driver to provide that quantity even after
a 2 hour second opportunity immediately following up to 24 oz. of
water, will cause the driver to be referred for a medical examination
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to develop pertinent information whether the driver's inability to
provide a specimen is genuine or constitutes a refusal to test. The
physician shall submit a written evaluation to the Village which will
make a conclusion. While this process is being accomplished, the
driver shall be placed out of service.
E. Alcohol Testing
The Village will require alcohol testing in accordance with the Federal
Motor Carrier Safety Requirements as set forth in 49 CFR Parts 40
and 382. Two breath tests are required to determine if a person has
a prohibited alcohol concentration. A "screen test" shall be conducted
first. Any result of less than .02 alcohol concentration is considered
a "negative test." If the alcohol concentration is .02 or greater, a
second or "confirmation test" must be conducted.
Alcohol breath testing shall be by an "Evidential Breath Testing
Device" (E.B.T.) that prints out the results, date, time, a sequential
test number, name and serial number of the E.B.T. The alcohol test
must be conducted by a "Breath Alcohol Technician" (B.A.T.) who is
trained to operate the E.B.T. and is proficient in all breath alcohol
testing procedures.
Alcohol breath testing will be conducted at the Lemont Police
Department by a state certified Breath Alcohol Technician.
For random and reasonable suspicion testing, drivers will only be
tested for alcohol while performing a safety - sensitive function, just
before performing a safety - sensitive function or just after performing
a safety - sensitive function. Any test of .02 or greater shall cause the
driver to immediately be removed as a driver or from any other safety
sensitive function and will subject the driver to disciplinary action in
accordance with this policy.
For reasonable suspicion testing, the driver shall be immediately
removed as a driver or from any other safety - sensitive function once
a reasonable suspicion determination has been made and cannot
return to work until an alcohol test has been administered with a
result of less than 0.02 alcohol concentration or 24 hours has passed
since the reasonable suspicion determination was made.
Failure of the driver to provide an adequate amount of breath will
cause the driver to be immediately referred for a medical evaluation
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to develop pertinent information whether the driver's inability to
provide the adequate amount of breath is genuine or constitutes a
refusal to test. The physician shall submit a written evaluation to the
Village which will make a conclusion in writing. While this process is
being accomplished the driver shall be placed out of service.
F. Types of Testing
1. Compliance Required: For the purpose of compliance with the
Federal Motor Carrier Safety Regulations, all drivers will be
required to take and successfully pass urine drug testing and
breath alcohol testing. Refusal to submit to such screening is
considered a positive test.
2. Pre- employment: Applicants for positions as drivers will also
be required to take and successfully pass a urine drug test and
alcohol breath test before they can be used as drivers. A drug
test is not required for the driver participating in a qualified
program in the last 30 days and who was tested in the last 6
months, or participated in a random testing program in the
last 12 months with no positive results. An alcohol test is not
required if the driver has undergone a required alcohol test
within the last 6 months as a result indicating a blood alcohol
level below 0.02. For those individuals not required to be
tested. The following information must be obtained on any new
drivers from previous employers for the past two years: any
positive drug test or alcohol test of .04 or greater, including any
refusals to be tested. Every new employee shall provide to the
Village a written release that authorizes the Village obtain the
driver's past drug and alcohol test results. Any driver found to
have had a positive test result in these two years shall cause
the Village to further obtain information on the subsequent
substance abuse professional's evaluation and /or determination
under section 382.605 and determine if there was compliance
with sections 382.309 and 382.311.
3. Reasonable Suspicion: If a supervisor or other qualified
personnel has reasonable suspicion to believe that a driver has
violated the alcohol or controlled substance regulations (see
"Use Prohibited" section) then the driver shall submit to a
urine drug or breath alcohol test. Upon being notified that
they are to be tested, the employee shall proceed immediately
to the designated testing site. Refusal to submit to such
screening will be considered a positive test. A reasonable cause
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observation form must be completed and signed by at least one
qualified supervisor within 24 hours of observation that led to
the reasonable cause test. A copy of the form shall be
forwarded to the Village Administrator and Public Works
Director within 48 hours of the observation.
4. Random Testing.
(a) The MRO will randomly select 50% of all employees
covered by this policy for drug testing and 25% for breath
alcohol testing per the requirements of 49 CFR Part 40 and
section 382.
(b) The selected employee will not be informed of the need
to be tested until just prior to the test. Upon notice that they
are to be tested, the employee shall proceed to the testing site.
(c) All test results will be placed into the driver's
qualification file.
5. Post Accident Testing:
(a) The Village will require post- accident urine drug and
breath alcohol testing of all employees covered by this policy as
required by 49 CFR Part 40 and section 382.303.
(b) Post accident urine drug and breath alcohol testing will be
required of those drivers who are involved in an accident if the
driver receives a citation for a moving traffic violation arising
from the accident, or if there is any injury or fatality resulting
from the accident.
(c) The post accident urine drug test shall be conducted as
soon as possible but no later than 32 hours after the reportable
or fatal accident. The breath alcohol test shall be administered
within 2 hours after the accident, but in no event later than 8
hours after the accident. After an accident a driver shall not
consume any alcohol for at least 8 hours or until a breath
alcohol test has been administered.
(d) A driver who is seriously injured and cannot provide a
urine specimen or a breath alcohol test at the time of the
accident shall provide the necessary authorization for obtaining
medical records and reports that will indicate if a controlled
substance or alcohol was in the driver's system and the level
present.
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(e) Failure of the driver to be readily available or refusal to
give a urine sample or a breath alcohol test when the driver
has been involved in a fatal accident, or receives a citation for
a moving violation, except for a driver who meets the conditions
of section (F) above, shall be considered a refusal to take a test
and a positive result. This includes return to duty and follow -
up testing as required.
(f) The driver's immediate supervisor shall be notified
immediately regarding an accident involving a driver. The
supervisor will be responsible for overseeing the testing
requirement.
G. Drug Test Results
Test results will be reviewed to determine whether there is any
indication of a controlled substance abuse.
1. The test results will be reviewed by the Medical Review Officer
(MRO). If there is any evidence of a positive result, the MRO
will give the person tested an opportunity to discuss the results
and provide documentation of legally prescribed medication.
A copy of these test results will be given to the employee.
2. Test results will be maintained in the driver qualification file.
11. Alcohol Test Results
1. Test results will be maintained in the driver qualification file.
A copy of the test results will be given to the employee.
2. The test results will not be released to any unauthorized party
without written consent.
L Assistance Program
An Employee Assistance Program will be conducted by the Village to
provide educational information concerning the effects and
consequences of drug or alcohol use on personal health, safety and
work environment.
1. Every driver will be required to take at least one hour of
training each year on substance abuse and alcohol use, and
sign an attendance certification sheet.
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2. Written notice will be given when this training is available.
J. Records
1. The Village will comply with all federal, state and local laws
and regulations concerning any violations of criminal drug and
alcohol use laws in the workplace.
2. Record Keeping: all records will be retained as listed in 49
CFR Section 382.401.
3. A driver is entitled, upon written request, to obtain copies of
any records pertaining to the driver's use of drugs or alcohol,
and test results.
4. Records shall be made available to a subsequent employer upon
receipt of a written request from a driver.
5. Every driver upon termination is required to permit in writing
the release of their urine drug and breath alcohol test results
for at least 2 years to any future employer. The Village is
required upon the receipt of a written request of a driver to
provide copies of his or her urine drug and breath alcohol test
results promptly to any other possible employer at no charge.
6. The Village may disclose information required to be maintained
under this policy on a driver, to a decision made in a law suit,
grievance, or other procedure initiated by or on behalf of that
driver and arising from the results of an alcohol or controlled
substance test required by this policy, or from the Village's
determination that the driver engaged in conduct prohibited by
this policy. (Including but not limited to worker's
compensation, unemployment compensation, or other
proceedings related to benefits sought by the driver.)
K. Disciplinary Action
1. An employee who violates these regulations shall be immediately
removed from performance of any safety - sensitive function and
shall be subject to disciplinary action which may include
suspension or termination.
2. An employee who is in violation of the controlled substance
regulations of this policy shall be terminated.
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3. An employee who is in violation of the alcohol use regulations
of this policy shall be subject to suspension or termination
according to the following circumstances:
a) If an employee is confirmed to have an alcohol
concentration of less than .04 and greater than or equal to .02,
the employee shall be subject to a fifteen (15) working day
suspension for the first offense. The employee shall be
terminated upon the second offense.
b) If an employee is confirmed to have an alcohol
concentration of .04 or greater, the individual shall be
immediately terminated.
4. If an employee violates these regulations, the employee cannot
return to work unless he or she has taken a return to duty
alcohol test with a result of less than 0.02 alcohol
concentration.
5. Every driver who has engaged in violations of this policy will be
advised by the employer of resources available to the driver in
evaluating and resolving problems associated with the misuse
of drugs or alcohol.
6. A refusal to submit to testing, or an Employee Assistance
Program in accordance with this policy guidelines shall subject
the employee to termination.
Mayor
Richard A. Kwasneski
Village Clerk
Charlene M. Smollen
Administrator
Steven A. Jones
LEMONT
Village of Faith
418 Main Street • Lemont, IL 60439 -3788
(708) 257 -1550
Fax (708) 257 -1598
MEMORANDUM
TO: Mayor & Village Board
FROM: Steve Jones, Village Administrator
C
SUBJECT: Drug/Alcohol Testing of CDL Employees
DATE: January 10, 1996
Trustees
Barbara Buschman
Alice Chin
Keith Latz
Connie Markiewicz
Rick Rimbo
Ralph Schobert
Federal transportation legislation went into effect on January 1, 1996 requiring alcohol and
drug testing of employees involved in the operation of vehicles requiring a commercial
drivers license (CDL). In our organization, this applies to Public Works employees. In an
effort to incorporate the federal rules into our Policy Manual, we have drafted the attached
section 2.15. The draft policy was prepared from policies prepared by the West Central
Municipal Conference and Village of Downers Grove.
You will note the policy calls for immediate termination for any violation of the substance
abuse policy, or confirmation of an alcohol concentration of .04.
Suspension (15 days) is mandated for alcohol concentrations below .04, but equal to or
greater than .02. Second violations of this range are to result in termination.