R-38-01 approving a proposal by W. Kenneth Derickson & Associates for Illinois and Michigan Canal Ecosystem Restoration: Conceptual Design Plan and Implementation StrategyRESOLUTION
RESOLUTION APPROVING A PROPOSAL BY W. KENNETH DERICKSON & ASSOCIATES
FOR ILLINOIS AND MICHIGAN CANAL
ECOSYSTEM RESTORATION: CONCEPTUAL DESIGN PLAN
AND IMPLEMENTATION STRATEGY
WHEREAS, The Village of Lemont seeks to participate in a Section 206 Preliminary Restoration
Plan approved by the Army Corps of Engineers for the 5 -mile section of the I & M Canal which runs through
Lemont; and
WHEREAS, The Village of Lemont has initiated several efforts and used its own resources to make
preliminary improvements to the I & M Canal and now desires to improve the water quality of the Canal and
increase the level of water in the Canal; and
WHEREAS, W. Kenneth Derickson & Associates has submitted a Cost Proposal for an I & M Canal
Ecosystem Restoration: Conceptual Design Plan and Implementation Strategy; and
WHEREAS, The Village of Lemont has designated funds within the FY 2001 -2002 budget which
may be allocated for the development of a Conceptual Design Plan and may choose to designate funds from
the FY 2002 -2003 budget for the implementation strategy costs.
NOW, THEREFORE, BE IT RESOLVED by the President and Board of Trustees that the Cost
Proposal for an I & M Canal Ecosystem Restoration: Conceptual Design Plan and Implementation Strategy
is hereby approved.
PASSED AND APPROVED BY THE PRESIDENT AND BOARD OF TRUSTEES OF THE
VILLAGE OF LEMONT, COUNTIES OF COOK, WILL AND DU PAGE, ILLINOIS on this 2 th
day of June , 2001.
John Benik
Debby Blatzer
Peter Coules
Connie Markiewicz
Steven Rosendahl
Jeanette Virgilio
AYES NAYS PASSED ABSENT
V
v
1/
RLENE SMOLLEN, Village Clerk
Approved by me this 25th day of June , 2001
A7):
HARLENE SMOLLEN, Village Clerk
Approved to form:
Village Attorney
Date:
JOHN . PI ZZA, Village Pre
W. KENNETH DERICKSON
8
ASSOCIATES
SCOPE OF WORK AND COST PROPOSAL
ILLINOIS AND MICHIGAN CANAL
ECOSYSTEM RESTORATION PLAN
PREPARED FOR:
VILLAGE OF LEMONT
418 MAIN STREET
LEMONT, IL 60439
PROJECT DEVELOPMENT • PROJECT FUNDING
PROJECT IMPLEMENTATION • PROJECT STUDIES
ENVIRONMENTAL • INFRASTRUCTURE • TRANSPORTATION
ENERGY • WATER RESOURCES
June 14, 2001
Mr. Gary G. Holmes
Village Administrator
Village of Lemont
418 Main Street
Lemont, IL 60439
W. KENNETH DERICKSON & ASSOCIATES
6S535 Bridlespur Drive, Naperville, IL 60540 -5901
Phone: (630) 355 -0040 • Facsimile: (630) 355 -1341
Re: Cost Proposal for Illinois and Michigan Canal Ecosystem Restoration Plan
Dear Mr. Holmes:
We are pleased to submit the enclosed Cost Proposal for studies and services related to the
development and implementation of a plan for Ecosystem Restoration of the Illinois and
Michigan Canal within the Village of Lemont corporate limits. This proposal was developed
based on our understanding of your requirements as summarized in the minutes of the May 4,
2001 meeting in your offices. A copy of these minutes are included as part of the cost proposal.
The proposed services are structured to minimize the costs of development and implementation
of an appropriate ecosystem restoration plan, by preparing the conceptual plan and support
documentation, and protecting the Village's interest during the project study and engineering
phases.
The proposal has cost estimates based on two phases of services to the Village. The first cost
estimate is for the development of the Conceptual Design Plan for the Illinois and Michigan
Canal Ecosystem Restoration, which is consistent with the Village of Lemont's requirements.
The second cost estimate is for the Implementation Strategy once the funds have been secured
and the Ecosystem Restoration Report study is underway at the Chicago District of the Army
Corps of Engineers. A resume of my appropriate experience is included in this cost proposal.
I would be happy to meet with you and the Village Board of Trustees to review and discuss this
cost proposal in detail, at your convenience.
Sincerely,
W. Kenneth Derickson
President
Enclosure
Project Development, Project Funding, Project Implementation and Project Studies
Environmental, Energy, Infrastructure, Transportation and Water Resources
W. KENNETH DERICKSON & ASSOCIATES
VILLAGE OF LEMONT, IL
SCOPE OF WORK AND COST PROPOSAL
ILLINOIS AND MICHIGAN CANAL ECOSYSTEM RESTORATION PLAN
June 2001
I. BACKGROUND
The Illinois and Michigan Canal Heritage Civic Center Authority has
requested funding assistance from the Army Corps of Engineers (Corps)
under its Section 206 Aquatic Ecosystem Restoration Continuing
Authorities Program. A preliminary restoration plan has been prepared
and approved by the Army Corps of Engineers for a project that would
rewater the Illinois and Michigan Canal (I&M Canal) from the Cal -Sag
Canal to about Bedford Park, IL. Additionally, the plan includes features
for clearing debris from the canal, restoring canal banks, improving water
quality and increasing the diversity of aquatic fauna and flora. The
Village of Lemont is a contributing member of the Civic Center Authority
and upon learning of the approved plan to provide funding assistance for
improvements to the 1&M Canal to the east of the Village, requested the
Corps and Civic Center Authority to expand the proposed study area to
include the portion of the I&M Canal owned by the Village of Lemont.
The Civic Center Authority has formally requested the Corps to expand
the study area and the Corps has agreed to include this portion of the
canal in the next study phase, the Ecosystem Restoration Report study.
The Village of Lemont has initiated several efforts of its own and used its
own resources to make improvements along the section of the I&M Canal
it owns. Additionally, it has requested and received Illinois First Funds to
purchase and make improvements to Heritages Quarries located
adjacent to the I&M Canal. These improvements to the I&M Canal were
or are mainly for recreational purposes and include such activities as
removing debris from the canal and stabilizing and landscaping portions
of the canal banks. The Village of Lemont wants to improve the water
quality of the canal and improve it as an aquatic resource but does not
have adequate financial resources to accomplish this. Therefore, it will
request these features from the Corps under its Section 206 Aquatic
Ecosystem Restoration Program.
Project Development, Project Funding and Project Implementation • Environmental, Infrastructure, Transportation and Water Resources
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In order to expedite the study process and to provide explicit details on
the Village of Lemont's plans for their portion of the I&M Canal, the Village
has asked W. Kenneth Derickson & Associates (WKDA) to develop a
conceptual plan consistent with the Villages requirements for presentation
to the Corps. WKDA has the requisite experience and familiarity with the
following:
ecosystem restoration methods; and
Army Corps of Engineers programs and policies
Therefore the Village of Lemont has requested that WKDA to develop a
proposed scope of work (SOW) and cost estimate for such an ecosystem
restoration plan and for appropriate follow -up with the Corps to ensure
that the Village of Lemont's interests are properly addressed in a timely
and cost- effective manner.
II. SCOPE OF WORK
A. Conceptual Design Report (June - August 2001)
1. Review Current 1&M Canal and Heritage Quarries
Development Plans from Village of Lemont
2. Review All Available Studies for the Study Area.
3. Identify Major Issues
a. Canal bank degradation
b. Canal bank stability and vegetation encroachment
c. Sedimentation
d. Debris within the canal
e. Outfall structures and stream inputs
f. Water quality degradation
g. Natural resource improvements
4. Field Reconnaissance /Data Analysis
a. Photo -log of study area to document problem areas
and potential project alternative sites.
b. Identifying and cataloging of natural resources
c. Canal depth survey
Project Development, Project Funding and Project Implementation • Environmental, Infrastructure, Transportation and Water Resources
tsitt
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1) periodic transects
d. Canal bank elevations
1 } periodic measurements of bank height above
water
e. Sediment depths
f. Identification of water quality issues
g. Reconnaissance of Heritage Quarries Site
h. Identification of any cultural /historic, environmental,
farmland, or listed species issues.
5. Conceptual Plan Formulation
a. Canal wall rebuilding
b. Canal wall stabilization and vegetation removal
c. Dredging requirements
d. Water control structures
e. Habitat improvements
f. Water quality improvements
g. Debris removal
h. Sedimentation control features
6. Preliminary Cost Estimates
7. Draft Conceptual Plan Coordination, Review and Approval
8. Finalization of Conceptual Plan and Preliminary Cost
Estimates.
B. Implementation Strategy (October 2001 to September 2002)
1. Upon Funding Approval and Initiation of the Ecosystem
Restoration Report Provide
a. Liaison services for the Village with Civic Center
Authority and the Corps
b. Monthly follow -up with the Corps on study progress
c. Attend monthly Corp Project Briefing Meetings on
behalf of the Village of Lemont
Project Development, Project Funding and Project Implementation • Environmental, Infrastructure, Transportation and Water Resources
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d. Prepare monthly progress briefing for Village of Lemont
indicating status of study, cost projections and issues.
III. COST PROPOSAL
Table 1 provides a detailed breakdown of the estimated costs for the
conceptual design and implementation phase of this Scope of Work.
Table 1. Cost Estimates for Development of Conceptual Plan and
Implementation Strategy for Illinois and Michigan Canal Aquatic Ecosystem
Restoration for the Village of Lemont, IL.
Item
Quantity
Units
Unit
Cost
Total
Costs
Conceptual Design Phase
DIRECT LABOR
Review data /Issues
8
Hours
$37.50
$ 300.00
Field Reconnaissance
16
Hours
$37.50
$ 600.00
Conceptual Plan Formulation
40
Hours
$37.50
$1,500.00
Preliminary Cost Estimates
8
Hours
$37.50
$ 300.00
Coordination /Review /Report
24
Hours
$37.50
$ 900.00
Final Report Preparation
32
Hours
$37.10
j1,200.00
Total Direct Labor
128
$4,800.00
TRAVEL COSTS
Mileage
320
Miles
$0.345
110.00
Total Travel Costs
$ 110.00
OTHER COSTS
CD -ROMs
3
Disc
$3.00
$ 9.00
B&W Copies
1200
Page
$0.10
$ 120.00
Color Copies
60
Page
$1.00
$ 60.00
Total Other Costs
$ 189.00
COST BREAKDOWN SUMMARY
Direct Labor
$4,800.00
Overhead @ 125 % of Direct Labor
$6,000.00
Travel
$ 110.00
Other Costs
$ 189.00
Sub -total
$1 1,099.00
Profit @ 7% of Direct Labor & OH
$ 756.00
TOTAL CONCEPTUAL DESIGN COSTS
$11,855.001
Project Development, Project Funding and Project Implementation • Environmental, Infrastructure, Transportation and Water Resources
toil)
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Implementation Strategy Phase
DIRECT LABOR
Monthly Follow -up /Meetings with
96
Hours
$37.50
$3,600.00
Corps
Monthly Briefing Report Preparation
12
Hours
$37.50
$ 450.00
Total Direct Labor
108
$4,050.00
TRAVEL COSTS
Trainfare
12
Fares
$6.50
$ 78.00
Mileage
400
Miles
$0.34
$ 136.00
Total Travel Costs
$ 214.00
COST BREAKDOWN SUMMARY
Direct Labor
$4,050.00
Overhead @ 125% of Direct Labor
$5,062.50
Travel Costs
$ 214.00
Sub -total
$9,326.50
Profit at 7% of Direct Labor & OH
$ 637.88
TOTAL IMPLEMENTATION STRATEGY
$9,964.38
COSTS
Project Development, Project Funding and Project Implementation • Environmental, Infrastructure, Transportation and Water Resources
RESUMES
KEY TEAM MEMBERS
W. KENNETH DERICKSON & ASSOCIATES
W. KENNETH DERICKSON, PH. D.
PRESIDENT AND SENIOR PROJECT MANAGER
EDUCATION:
Kansas State University, Ph.D.. Biology. 1974
University of Delaware. M.S.. Marine Biology, 1970
Uni\ ersity of Delaware. B.A.. Biology. 1968
CERTIFICATIONS /SPECIAL TRAINING:
Project Management: A Multidisciplinary Approach for Planning, Scheduling and Controlling Projects.
Strategic Marketing. 1979.
Business Administration Graduate Courses, 1978 -1981
Risk Communication and Public Dialogue, 1996.
Leadership: Change. Challenge and Empowerment. 1998.
Contracting Basics for Contracting Officers Technical Representative, 1999.
EXPERIENCE:
Dr. Derickson has over 25 years of professional experience in planning and environmental studies. over 18
years experience in international business, and over 15 years experience in the area of project financing. This
experience has been in the areas of energy technology, infrastructure and water resource development and
management. Over the past 18 years. Dr. Derickson has managed a variety of projects including the following:
WA TER RESOURCE AND WETLAND RESTORATION PROJECTS
Spring Creek Wetland Mitigation Bank Feasibility Study, Illinois Department of Transportation- District
One, Senior Project Manager, Zambrana Engineering, Inc. — Managed a team of engineers and scientists in
the preparation a feasibility study to determine the viability of a 400 -acre site, along Spring Creek. as a wetland
mitigation bank for various road construction projects in the Des Plaines River watershed. Three different
wetland restoration alternatives were evaluated for credits allowable under the Corps of Engineers permitting
procedures. Preliminary designs were prepared in order to determine cost estimates on a per credit basis. Based
on an analysis of allowable credits and cost per credit the Spring Creek site was determined to be viable for
de■ elopment as a w etland mitigation bank.
Rock Island Gardens Preliminary Restoration Plan, USACE, Rock Island District, Senior Project
Manager, Zambrana Engineering, Inc. - Prepared a Preliminary Restoration Plan (PRP) for a 15 -acre site
adjacent to Sylvan Slough in downtown Rock Island, Illinois. Work included an evaluation of the past and
present conditions of the site and the development of a plan for restoration of the site. The plan included the
establishment of emergent and forested wetlands. upland habitats. a walking trail. and a horticultural garden
that will be used by the Rock Island Botanical Center.
Hammel Creek Watershed Flood Damage Reduction and Ecosystem Restoration Plan, Village Of
Shorewood, IL, Senior Project Manager, Zambrana Engineering, Inc. - Provided assistance to the Village
of Shorewood by developing a conceptual plan for mitigating flood damages. using structural (berms. culverts,
detention reservoirs. etc.) and non - structural solutions (wetlands. stream restoration, swales, wetland mitigation
banking. etc.). The proposed solutions had to be consistent with the Village's Land Use Plan, which includes
areas to be developed as Environmental Corridors and Recreational Parks. and with the Corps of Engineers'
police for aquadc ecosystem restoration projects. This plan will be used by the Village of Shorewood to solicit
financial assistance for further study and project implementation from appropriate Federal and State agencies,
such as the U.S. Army Corps of Engineers and Illinois Department of Natural Resources.
Project Development, Project Funding and Project Implementation • Environmental, Infrastructure, Transportation and Water Resources
W KENNETH DERICASOJV; PH. D.
Experience Continued
Kankakee River Basin, IL & IN Feasibility Study for Flood Damage Reduction
and Environmental Restoration, for the Illinois Department of Natural Resources, Indiana Department of
Natural Resources and Kankakee River Basin Commission, Project Manager /Study Manager, Army
Corps of Engineers - Managed teams of engineers. economists. environmental biologists and real estate staff in
the execution of reconnaissance level and feasibility level studies. The purpose of these studies was to identify
and formulate a plan to reduce flooding within the 5.200 square mile basin using primarily ecosystem
restoration methodologies. An important aspect of this work was coordinating the interests. inputs and
activities of the sponsors toward a plan that would provide maximum benefits to both states.
Illinois and Michigan Canal Restoration Study, Illinois Department of Natural Resources, City of
Lockport, Village of Summit, and Cook County Forest Preserve District, Project Manager, Army Corps
of Engineers - Managed teams of engineers. economists. and environmental scientists on studies oriented
toward re- watering and restoring the canal as a recreational and historic resource. Studies included
development of a priority -based plan for funding of proposed work. a review of cultural and historic features,
and preliminary estimates of quantities and costs for restoring the canal to it former configuration. Plans and
specifications work was also carried out for constructing a bike path along a portion of the canal and for
stabilizing an area of the canal that was being subject to severe erosion.
Chicago River Ecosystem Restoration Projects, Department of Environment, City of Chicago, IL, Project
Manager. Army Corps of Engineers - Managed a team of environmental scientists. engineers. economists,
and real estate staff to conduct feasibility studies and prepare plans and specifications for the stabilization of the
severely eroded banks of the Chicago River in three separate locations using engineering. bioengineering and
wetland restoration technologies. Worked with the Department of Environment. City of Chicago and their
consultants to initiate and complete studies. plans and specifications and implement the three projects in a little
over three months.
Hickory Creek Ecosystem Restoration Project, Village of Tinley Park, IL and Cook County Forest
Preserve District, Project Manager, Army Corps of Engineers - Managed a team of engineers,
environmental scientists and economists to conduct a feasibility study for creating an off - stream shallow,
contoured lake with appropriate submergent. emergent and forested wetland features.
Beauty Creek Ecosystem Restoration Project, City of Valparaiso, IN, Project Manager, Army Corps of
Engineers - Managed a team of engineers. environmental scientists and economists to complete an expedited
reconnaissance level study and feasibility study for controlling stream bank erosion and reducing in- stream
sedimentation using a combination of standard engineering. bioengineering and wetland restoration
methodologies.
Natalie Creek Flood Damage Reduction Study, Village of Midlothian, IL, Study Manager, Army Corps of
Engineers - Completed a reconnaissance level study to control over bank flooding along Natalie Creek using a
detention reservoir. erosion control blankets. pump station and a perimeter slurry wall.
Fair Oaks Preliminary Ecosystem Restoration Plan, Enos, Indiana, for The Nature Conservancy, Study
Manager. Army Corps of Engineers - Completed an initial assessment and preliminary design work for
restoration of 3.800 acres of wetland.
3
W: KENNETH DERICK.SON, PH D.
Experience Continued
Hoffman Dam Modification and Preliminary Ecosystem Restoration Plan, Riverside, IL, for the Illinois
Department of Natural Resources, Study Manager, Army Corps of Engineers - Completed an initial
assessment and conceptual design for notching and removal of three dams on the Des Plaines River and
restoration of about eight acres of wetlands.
Indian Ridge Marsh Preliminary Ecosystem Restoration Plan, Department of Environment, City of
Chicago, IL, Study Manager, Army Corps of Engineers - Completed an initial assessment and preliminary
design work for restoration of about 95 acres of wetlands in the Lake Calumet Area.
ENI✓7RONMENTAL STUDIES
Coralville Lake Environmental Assessment, U.S. Army Corps of Engineers, Rock Island District, Senior
Project Manager, Zambrana Engineering, Inc. — Managed a team of engineers. planners and scientists
responsible for the preparation of a major Environmental Assessment for a highly controversial project at
Coralville Lake for the issuance of a lease agreement to run and operate a Muslim youth camp within the
Federal fee title area. The study area includes an approximately 106 -acre tract of Federal land north of North
Liberty. Iowa. along Coralville Lake.
Des Plaines River Feasibility Study, Illinois Department of Natural Resources and Lake County
Stormwater Management Commission, NEPA Coordinator, Army Corps of Engineers - Managed a team of
economists. engineers and environmental scientists responsible for assessment of environmental impacts from
proposed flood reduction alternatives along a 57 mile stretch of the Des Plaines River in Cook and Lake
Counties. IL. Responsibilities also included preparation of the EIS report. proposed mitigation plan and
coordination with relevant regulatory agencies.
Deer Creek Reconnaissance Study, Village of Ford Heights, IL, NEPA Coordinator, Army Corps of
Engineers - Prepared environmental assessment of proposed detention reservoir and coordinated with the
relevant regulator- agencies.
Stony Creek Reconnaissance Study, Village of Oak Lawn, IL, NEPA Coordinator, Army Corps of
Engineers - Prepared enviromnental assessment of proposed levee and coordinated with relevant regulatory
agencies.
Midland Nuclear Power Plant Operating Permit Environmental Impact Statement, Nuclear Regulatory
Commission, Project Leader, Argonne National Laboratory - Managed a team of engineers, economists.
environmental scientists and social scientists responsible for preparing an assessment of the environmental
impacts of operation of the Midland Nuclear Power Plant. Responsibilities also included preparation of the EIS
report and coordination with all relevant regulatory agencies.
Wolf and Fos River Dredging and Lock and Dam Operations Environmental Impact Statement, U.S.
Army Corps of Engineers, Project Leader, Argonne National Laboratory - Managed a team of engineers,
economists. environmental scientists and social scientists responsible for preparing an assessment of the
environmental impacts of dredging operations on the Wolf River and Lock and Dam operations on the Lower
Fox River in Wisconsin.
MEETING MINUTES
MAY 4, 2001
4
Prepared By:
2
incorporated into the Ecosystem Restoration study to be conducted
by the Army Corps of Engineers.
The primary goals of the Village's plan to restore the canal are to
increase the water level within the canal, remove debris from the
canal, improve the water quality, and remove vegetation from the
canal wall.
The Army Corps of Engineers Section 206 Ecosystem Restoration
program and the Chicago District's mode of operation and typical
study timeframes were reviewed by Ken Derickson. The Village
expressed its concern that the work needs to be done in a timely
and cost- effective manner. Historically projects funded by the
Chicago District have been costly and taken long times to
complete.
Ken Derickson discussed his previous role at the Chicago District
and how he could assist the Village in its dealings with the Chicago
District. He indicated that it was necessary to have a conceptual
plan for what the Village wanted to accomplish so the Chicago
District could move forth in a timely manner. This plan would form
the basis of the Ecosystem Restoration Report study, which is the
second step in the Corps study process under the Section 206
program. It is also appropriate that the Village have someone
familiar with Corps policies, procedures and regulations, and with
the Chicago District specifically, to follow -up on a frequent basis.
This follow -up will insure that the Village's project gets proper
attention and moves through the system in a timely manner. Based
on his experience with the Corps, Ken Derickson indicated that this
approach would save the Village money in the long run.
The Village asked Ken Derickson to prepare a Scope of Work and
Cost Estimate to develop the conceptual plan and for appropriate
follow -up activities, in a phased approach.
Jeanette Virgilio took Ken Derickson on a tour of a portion of the
canal. Outfall areas were noted, areas of landscaping were visited,
and the overall condition of the canal were noted. It was noted that
the canal walls have been lowered in a number of areas and will
need rebuilding if the canal water level is to be increased.
W. Kenneth Derickson
President
W. Kenneth Derickson & Associates
6S.535 Bridlespur Drive, Naperville, IL 60540
SCOPE OF WORK AND COST PROPOSAL
ILLINOIS AND MICHIGAN CANAL ECOSYSTEM RESTORATION PLAN
June 2001
Offered By: Approved and Authorized By:
W. Kenneth Derickson, Ph.D.
President
W. Kenneth Derickson & Associates
Date:
AL; Q-
Gary . Holmes
Village Administrator
Village of Lemont
Date: 6)69 koc9