R-47-01 Authorizing execution of a grant agreement from the illinois department of commerce and community affairs in the amount of $100,000 for extention of water main on parker road from archer to main streetRESOLUTION
RESOLUTION AUTHORIZING EXECUTION OF
A GRANT AGREEMENT FROM THE ILLINOIS
DEPARTMENT OF COMMERCE & COMMUNITY
AFFAIRS IN THE AMOUNT OF $100,000 FOR
EXTENSION OF WATER MAIN ON PARKER ROAD FROM
ARCHER AVENUE TO MAIN STREET
WHEREAS, the Village of Lemont seeks to extend 6,340 linear feet of water main on Parker
Road from Archer Avenue to Main Street to provide potable water and fire protection to service the
industrial area located on the south side of Main Street; and
WHEREAS, the Village has requested State funding to assist in this extension of the Village
water main; and
WHEREAS, the Illinois Department of Commerce & Community Affairs (DCCA) has
provided grant funding in the amount of $100,000 for the Village to undertake this effort.
NOW THEREFORE, BE IT RESOLVED that the Village President is authorized to
execute the attached grant agreement, designated as award No. 01- 127490.
PASSED AND APPROVED BY THE PRESIDENT AND BOARD OF TRUSTEES OF
THE VILLAGE OF LEMONT, COUNTIES OF COOK, WILL, AND DU PAGE, ILLINOIS,
on this 13th day of August , 2001.
John Benik
Debby Blatzer
Peter Coules
Connie Markiewicz
Steven Rosendahl
Jeanette Virgilio
AYES NAYS PASSED ABSENT
V
v
CHARLENE SMOLLEN, Village Clerk
Approved by me this 13th day of August , 2001.
CHARLENE SMOLLEN, Village Clerk
Approved to Form:
Village Attorney
JO - F. ' IAZZA, Village
Date
Illinois Department of Commerce and Community Affairs
George H. Ryan
Governor
July 16, 2001
Mr. Richard Kwasneski
Village President
Village of Lemont
418 Main Street
Lemont, I L 60439 -3788
Dear Mr. Kwasneski:
Pam McDonough
Director
Enclosed please find Grant Agreement Number 01- 127490 between your organization
( "Grantee ") and the Illinois Department of Commerce and Community Affairs
( "Department "). Please review the Agreement carefully to ensure that the Grantee's
rights and responsibilities are clearly understood. You are encouraged to have the
Agreement reviewed by an attorney. In particular, please note the following:
Beginning Date (Notice of Grant Award). Costs incurred prior to the specified
beginning date are not eligible for reimbursement, unless such costs have been
identified in the Project Budget and approved by the Department.
End Date (Notice of Grant Award). The Project must be completed by the stated
end date. Modifications for scope of work changes or date extensions must be approved
in writing by the Department and processed prior to the stated end date.
Part 11 - Special Conditions. Part II requires specific acknowledgment by and
acceptance of the Grantee of all obligations set forth therein. The Grantee is expected to
be thoroughly familiar with the provisions of Part II, including requirements regarding
the submittal of reports, authenticating documents, etc.
If the terms of the Agreement are acceptable, please complete the following steps in
order to properly execute the Agreement:
verify the Grantee's correct federal taxpayer identification number (FEIN) and
correct legal /business status in the appropriate blanks on pages 1-2;
• have an authorized official of the Grantee execute page 2 of the Notice of Grant
Award and the acknowledgment set forth in Part II;
Internet Address http: / /www.commerce.state.il.us
620 East Adams Street
Springfield, Illinois 62701
217/782 -7500
Fax: 217/524-1627 •TDD: 300/735.6055
lames R. Thompson Center
100 West Randolph Street, Suite 3--100
Chicago, Illinois 60601
607 East Adams Street 2309 West Main, Suite 118
Springfield, Illinois 62701 Marion, Illinois 62959
312/814 -7179 217/785-2800
Fax' •TDD: 300/419 -0667 Fax: 217/785 -2618 •TDD: 217/785 -0211
Printed on Recycled and Recyclable Paper
618/997 -4394
Fax: 618/997 -1825 • TDD Relay: 800/526-0844
• make any necessary corrections to the Grantee's address; fill in the name, phone
number, and address (if different from the Grantee's address) for the
administrator /project manager; and
• please review Section 6.6 carefully and mark the statement with an "X" as it
relates to the Grantee.
• if "Grantee Disclosures" are required by the Department, the disclosures must
be completed, signed by an authorized official of the Grantee organization and
returned with the executed Grant Agreement.
The Grantee's ability to incur costs against the Grant as of the beginning date set forth
in the Notice of Grant Award is contingent upon the Grantee's acceptance of the terms
and conditions as set forth in the attached Agreement. The Department may elect not
to execute the Agreement if any of the terms are changed without the Department's
prior approval, and the Grantee will be responsible for any costs already incurred.
The Department may also elect not to execute the Grant Agreement if it determines th
it is not in the best interest of the State of Illinois to do so. Written notification of such
determination and the basis therefor will be provided to the addressee of this letter in
such event.
IMPORTANT INSTRUCTIONS: Please return the ENTIRE SIGNED ORIGINAL document
to the individual indicated in Exhibit 2 of the Grant Agreement. Please direct any
questions concerning the Agreement to the individual identified in Exhibit 2.
ADDITIONALLY, the forms to be utilized in preparing reports required by Part II of the
Agreement are also provided in this packet. Reports will not be accepted unless these
forms are used.
You will be provided with a fully executed copy of the Agreement after it has been signed
by Director McDonough.
Paula Vehovic
Illinois FIRST Grant Manager
Enclosures
STATE OF ILLINOIS
DEPARTMENT OF COMMERCE AND COMMUNITY AFFAIRS
NOTICE OF GRANT AWARD NO. 01- 127490
LEGISLATIVE ADD ONS
THIS GRANT AGREEMENT (HEREINAFTER REFERRED TO AS -THE "AGREEMENT ")
IS ENTERED INTO BETWEEN THE ILLINOIS DEPARTMENT OF COMMERCE AND
COMMUNITY AFFAIRS (HEREINAFTER REFERRED TO AS THE "DEPARTMENT ") AND
VILLAGE OF LEMONT
(HEREINAFTER REFERRED TO AS THE "GRANTEE) ". SUBJECT TO TERMS AND
CONDITIONS OF THIS AGREEMENT, THE DEPARTMENT AGREES TO PROVIDE A
GRANT IN AN AMOUNT NOT TO EXCEED $100,000.00 TO THE GRANTEE.
SUBJECT TO THE EXECUTION OF THIS AGREEMENT BY BOTH PARTIES,
THE GRANTEE IS HEREBY AUTHORIZED TO INCUR COSTS AGAINST THIS
AGREEMENT FROM THE BEGINNING DATE OF 11/20/2000 THROUGH THE ENDING
DATE OF 06/30/2002. THE GRANTEE HEREBY AGREES TO USE THE FUNDS
PROVIDED UNDER THE AGREEMENT FOR THE PURPOSES SET FORTH HEREIN AND
AGREES TO COMPLY WITH ALL TERMS OF THIS AGREEMENT.
THIS AGREEMENT INCLUDES THE FOLLOWING SECTIONS, ALL OF WHICH ARE
INCORPORATED INTO AND MADE PART OF THIS AGREEMENT:
PART:
I. BUDGET
II. SPECIAL GRANT CONDITIONS
III. SCOPE OF WORK
IV. PROGRAM TERMS AND CONDITIONS
V. GENERAL PROVISIONS
VI. REQUIRED CERTIFICATIONS
UNDER PENALTIES OF PERJURY, THE UNDERSIGNED CERTIFIES THAT THE NAME,
TAXPAYER INFORMATION NUMBER AND LEGAL STATUS LISTED BELOW ARE CORRECT.
IF YOU ARE AN INDIVIDUAL, ENTER YOUR NAME AND SSN AS IT APPEARS ON YOUR
SOCIAL SECURITY CARD. IF COMPLETING THIS CERTIFICATION FOR A SOLE
PROPRIETORSHIP, ENTER THE OWNER'S NAME FOLLOWED BY THE NAME OF THE
BUSINESS AND THE OWNER'S SSN. FOR ALL OTHER ENTITIES, ENTER THE NAME
OF THE ENTITY (AS USED TO APPLY FOR THE ENTITY'S EIN) AND THE EIN.
NAME: VILLAGE OF LEMONT
TAXPAYER IDENTIFICATION NUMBER:
SSN /EIN: 366005968
06/27/2001 15:58:32 - 1 -
LEGAL STATUS (CHECK ONE):
INDIVIDUAL
OWNER OF SOLE PROPRIETORSHIP
PARTNERSHIP
TAX- EXEMPT HOSPITAL OR
EXTENDED CARE FACILITY
CORPORATION PROVIDING OR
BILLING MEDICAL AND /OR
HEALTH CARE SERVICES
CORPORATION NOT PROVIDING OR
BILLING MEDICAL AND /OR
HEALTH CARE SERVICES
X GOVERNMENT ENTITY
NONRESIDENT ALIEN INDIVIDUAL
ESTATE OR LEGAL TRUST
FOREIGN CORPORATION
PARTNERSHIP ESTATE OR TRUST
_ OTHER - NOT - FOR - PROFIT
a ORGANIZATION:
OTHER:
THE GRANTEE ACKNOWLEDGES THAT THE INDIVIDUAL SIGNING BELOW IS AUTHORIZED
TO EXECUTE THIS AGREEMENT AND THAT SUCH SIGNATURE CONSTITUTES THE
ACCEPTANCE OF THIS AGREEMENT.
GRANTEE:
VILLAGE OF LEMONT
BY:
John F. Piazza, Village President
PRINT OR TYPE
STATE OF ILLINOIS DEPARTMENT OF COMMERCE AND COMMUNITY AFFAIRS
BY:
PAM MCDONOUGH, DIRECTOR
GRANTEE ADDRESS:
418 MAIN STREET
LEMONT, IL 60439 -3708
CHIEF EXEC: 'I-eHARD-K NESKT-
PHONE: (630) 257 - 1590
DATE
PLEASE INDICATE ANY CHANGES BELOW
JOHN F. PIAZZA
THE FOLLOWING IS DESIGNATED AS ADMINISTRATOR FOR THE GRANTEE:
: • u - 1 - - : . n ' 1
Villa of Lemont
41R Main Street
Lemnnt, TL 60439
CHIEF EXEC:
PHONE:
John F_ Piazza
610 -257 -1 590
06/27/2001 15:58:32
ator
- 2 -
PART 1
BUDGET
Village of Lemont
FY'01
Budget Item
State Grant
Construction*
$100,000
Water Main Installation
Total
$100,000
NOTE:
No line item detail is provided because the construction was bid as a whole by the
Grantee.
PART II -A2
SPECIAL GRANT CONDITIONS
(GOVERNMENTAL ENTITIES)
(Construction)
2.1 AUDIT REQUIREMENTS.
The Grantee is required to have an audit conducted as provided in Part V,
Section 5.4C, Audit Requirements. The audit must include a Revenue
(Receipt) and Expenditure Statement comparing budgeted amounts with
actual for this grant. The audit must also include a compliance component
that covers, at a minimum, the following items:
• did the Grantee complete the activities described in the Scope of Work
(Part III) within the grant term
• did the Grantee obtain prior written approvals from the Department for
material changes from the performance of the activities described in the
Scope of Work (Part III)
• did the Grantee expend grant funds within the grant period specified in trp
Notice of Grant Award
• did the Grantee adhere to the grant Budget (Part I); if not, variances
should be identified
• did the Grantee obtain prior written approvals from the Department for any
material variances in its expenditure of grant funds
• did the Grantee adequately account for receipts and expenditures of grant
funds
• if applicable, did the Grantee return grant funds to the Department in
accordance with the provisions of the Grant Agreement
• are amounts reported in the Grantee's close-out package traceable to its
general ledger
- The Grantee is not required to have an audit conducted as a condition of this
Grant Agreement; however, if the Grantee receives during the term of this
Grant Agreement (or has previously received), additional grants from the State
of Illinois for the project described in Part III hereof, the Department may
require the Grantee to have an audit conducted as provided in Part V, Section
5.4C(a)(iv) hereof.
2.2 PROJECTS REQUIRING EXTERNAL SIGN -OFFS.
(a) Pursuant to applicable statute(s), this grant requires sign -off by the following
State agency(ies). The status of the sign -off is indicated as of the date the grant is
sent to the Grantee for execution:
AGENCY
SIGN -OFF SIGN -OFF
RECEIVED OUTSTANDING
) Illinois Historic Preservation Agency _ k
Illinois Dept. of Agriculture
X Illinois Dept. of Natural Resources
NONE APPLICABLE
While any external sign -off is outstanding, the provisions of Exhibit 1 apply with respect
to the disbursement of funds under this grant.
NOTE: The fact that a sign -off has been received in no way relieves the Grantee of its
obligation to comply with any conditions or requirements conveyed by the applicable
agency(ies) in conjunction with the issuance of the sign -off for the project funded
under this Agreement.
(b) For projects subject to review by the Illinois Environmental Protection Agency, the
Grantee must, prior to construction, obtain a construction permit or "authorization to
construct" from the IEPA pursuant to the provisions of the Environmental Protection Act,
415 ILCS 5/1 et seq.
2.3 PAYMENT PROVISIONS; PRIOR INCURRED COSTS.
X Bond Fund Projects: The Department shall authorize the State
Comptroller's Office to disburse up to 50 percent of the grant funds upon
execution of this Agreement. Disbursement of the balance of the grant
funds shall be authorized in reimbursement of costs incurred and certified
in the Quarterly Expense Reports submitted by the Grantee to the
Department as described in Section 2.5.
Non -Bond Fund Projects: percent ( %) of the grant award
will be authorized for disbursement upon the Department's execution of
this Agreement. If the amount set forth herein is Tess than 100% of the
grant award, the disbursement schedule for the balance of the grant award
is attached hereto as Exhibit 3.
NOTE: If external sign -offs are indicated in Section 2.2, above, disbursement of grant
funds (whether advance or scheduled) are subject to the restrictions set forth in Exhibit
1. Upon receipt of all required sign-offs, the Department's Accounting Division will be
notified to disburse grant funds in accordance with the disbursement method indicated
herein.
The Department reserves the right to adjust the disbursement schedule set forth above.
Reimbursement of costs incurred by the Grantee prior to the Beginning Date specified in
the Notice of Grant Award requires the approval of the Department. Such costs must
be clearly identified in Part I hereof.
2.4 PROJECT COMPLETION DATE. Notwithstanding the end date stated in the
Notice of Grant Award, the project shall be deemed complete when all activities
described in Part III hereof have been fully performed and grant funds have been
expended or legally obligated by the Grantee for such activities pursuant to Parts I and
III hereof. Grantee shall notify the Department of the Project Completion Date through
the submittal of the Final Report described in Section 2.5 below.
2.5 REPORTING REQUIREMENTS. In addition to any other documents specified in
this Agreement, the Grantee must submit the following reports and information in
accordance with the provisions hereof.
(a) Status /Expense Reports. Grantee shall submit status /expense reports as
indicated below.
Quarterly Expense Reports: The Grantee shall submit Quarterly Expense
Reports in the format provided by the Department. Reports shall be
submitted quarterly (on a calendar basis) through the Project Completion
Date.
X Final Reports: Grantee shall submit a Final Status Report and a Final
. Expense Report, in the format provided by the Department. The Final
Reports are due no later than 30 days following the Project Completion
Date.
(b) Close -out Report. Notwithstanding anything to the contrary in Section 5.4
hereof, the Close-out report described therein is due upon the earlier of 45 days from the
Project Completion Date or 45 days following the Grant End date stated in the Notice of
Grant Award.
(c) Additional Information. Upon request by the Department, the Grantee shall,
within 10 business days of its receipt of such a request, submit additional written
reports regarding the project, including, but not limited to, materials sufficient to
document information provided by the Grantee.
(d) Submittal of Reports. Submittal of reports and documentation required under
Section 2.5 should be submitted to the individual identified in Exhibit 2 hereto.
2.6 FUNDING LIMITATIONS /RESTRICTIONS. The Grantee hereby expressly
acknowledges and agrees to the following provisions:
(a) The grant awarded pursuant to this Agreement is a one -time award. The State is
not obligated to provide funding in subsequent State of Illinois fiscal years for the
project funded by this grant.
(b) Funding provided under this Agreement will not be used for sectarian purposes.
(c) Without the express written consent of the Department, no grant funds nor property
purchased with grant funds may be disbursed or conveyed respectively, to, on behalf of,
or for the benefit of, any registered lobbyist or family member of such lobbyist, as the
term is defined in the Lobbyist Registration Act (25 ILCS 170/1 etseq.).
2.7 OPPORTUNITIES FOR MINORITY. FEMALE AND DISABLED PERSONS. Grantee
shall use good faith efforts to recruit, develop and extend employment and contracting
opportunities to women, minorities, and disabled persons from funds received under
this grant. Nothing herein shall be deemed to modify or negate any requirement of the
Business Enterprise for Minorities, Females and Persons with Disabilities Act (30 ILCS
575/1) or any other provision of this Grant Agreement.
2.8 MULTIPLE GRANT AWARDS. If the Grantee was previously awarded a grant by.
the Department to fund the project described in Part III hereof, the Department may,
pursuant to Section 5.7(c), unilaterally revise Parts I and III of the previously executed
Grant Agreement to accurately reflect all project activities and the multiple funding
sources therefor. If the Grantee receives additional grants to fund the project described
in Part III hereof subsequent to the execution of this Agreement, Parts I and III for said
grant(s) will be developed to reflect all project activities and the multiple funding
sources therefor.
2.9 FUNDING ACKNOWLEDGMENT. If requested by the Department, the Grantee
shall post signs at the project site or affix signs /decals to equipment purchased with
grant funds, which acknowledge the State as providing funds for the project. Signs not
provided by the Department must be approved by the Department prior to posting.
2.10 TERMINATION FOR CAUSE. Grantee's failure to comply with any of the terms
set forth in this Grant Agreement, shall be a sufficient basis to suspend or terminate this
Agreement and seek recovery of all grant funds disbursed to the Grantee. A failure to
comply with the terms of this Grant Agreement shall also be a sufficient basis to
suspend or terminate any other grant(s) issued to the Grantee by the Department and
to reject future grant requests for the Grantee.
2.11 FEDERAL, STATE AND LOCAL LAWS. The Grantee is required to comply with all
federal, state and local laws, including but not limited to the filing of any and all
applicable tax returns. In the event that a Grantee is delinquent in filing and /or paying
any federal, state and /or local taxes, the Department shall disburse grant funds only if
the Grantee enters into an installment payment agreement with said tax authority and
remains in good standing therewith. Grantee is required to tender a copy of any such
installment payment agreement to the Department. In no event may Grantee utilize
grant funds to discharge outstanding tax liabilities. The execution of this Grant
Agreement by the Grantee is its certification that it is current as to the filing and
payment of any federal, state and /or local taxes applicable to Grantee.
THE UNDERSIGNED IS AUTHORIZED ON BEHALF OF GRANTEE TO, AND HEREBY
DOES, SPECIFICALLY ACKNOWLEDGE AND AGREE TO COMPLY WITH ALL SPECIAL
GRANT CONDITIONS REFERENCED HEREIN.
BY:
TITLE:
DATE:
F. Piazza
Village President
7/31/01
RESOLUTION
RESOLUTION AUTHORIZING EXECUTION OF
A GRANT AGREEMENT FROM THE ILLINOIS
DEPARTMENT OF COMMERCE & COMMUNITY
AFFAIRS IN THE AMOUNT OF $100,000 FOR
EXTENSION OF WATER MAIN ON PARKER ROAD FROM
ARCHER AVENUE TO MAIN STREET
WHEREAS, the Village of Lemont seeks to extend 6,340 linear feet of water main on Parker
Road from Archer Avenue to Main Street to provide potable water and fire protection to service the
industrial area located on the south side of Main Street; and
WHEREAS, the Village has requested State funding to assist in this extension of the Village
water main; and
WHEREAS, the Illinois Department of Commerce & Community Affairs (DCCA) has
provided grant funding in the amount of $100,000 for the Village to undertake this effort.
NOW THEREFORE, BE IT RESOLVED that the Village President is authorized to
execute the attached grant agreement, designated as award No. 01- 127490.
PASSED AND APPROVED BY THE PRESIDENT AND BOARD OF TRUSTEES OF
THE VILLAGE OF LEMONT, COUNTIES OF COOK, WILL, AND DU PAGE, ILLINOIS,
on this 13th day of August , 2001.
John Benik
Debby Blatzer
Peter Coules
Connie Markiewicz
Steven Rosendahl
Jeanette Virgilio
AYES NAYS PASSED ABSENT
v
v
HARLENE SMOLLEN, Village Clerk
Approved by me this 13th day of August , 2001.
,i_� , _
HARLENE SMOLLEN, Village Clerk
Approved to Form:
Village Attorney
JO
IAZZA, Villag
Date